Seth Jaffe - 28 Jan 2022 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
01 Feb 2022, 20:08:54 UTC
Prior SEC filing
31 Jan 2022
Next SEC filing
01 Mar 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ David Jedrzejek, Attorney-in-Fact

Key filing fact

Seth Jaffe filed Form 4 for LEVI STRAUSS & CO (LEVI) on 01 Feb 2022.

Key facts

  • This page summarizes Seth Jaffe's Form 4 filing for LEVI STRAUSS & CO (LEVI).
  • 8 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 01 Feb 2022, 20:08.

Change

  • Previous filing in this sequence was filed on 31 Jan 2022.
  • Current net transaction value: -$709,753.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LEVI transaction

Class A Common Stock

Tax liability

Transaction value
$33,428
Shares
-1,525
Change %
-0.99%
Price
$21.92
Shares after
152,267
Date
28 Jan 2022
Ownership
Direct
Footnotes
F1
LEVI transaction

Class A Common Stock

Tax liability

Transaction value
$86,979
Shares
-3,968
Change %
-2.6%
Price
$21.92
Shares after
148,299
Date
30 Jan 2022
Ownership
Direct
Footnotes
F1
LEVI transaction

Class A Common Stock

Conversion of derivative security

Transaction value
$0
Shares
+14,602
Change %
+9.8%
Price
$0.000000
Shares after
162,901
Date
31 Jan 2022
Ownership
Direct
Footnotes
F2, F3
LEVI transaction

Class A Common Stock

Sale

Transaction value
$316,425
Shares
-14,602
Change %
-9%
Price
$21.67
Shares after
148,299
Date
31 Jan 2022
Ownership
Direct
Footnotes
F2, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LEVI transaction Derivative

Stock Appreciation Rights

Options Exercise

Transaction value
$0
Shares
-37,777
Change %
-8.3%
Price
$0.000000
Shares after
415,543
Date
31 Jan 2022
Ownership
Direct
Underlying class
Class B Common Stock
Underlying amount
37,777
Exercise price
$6.10
Footnotes
F2, F5, F6
LEVI transaction Derivative

Class B Common Stock

Options Exercise

Transaction value
$230,440
Shares
+37,777
Change %
+17%
Price
$6.10
Shares after
266,257
Date
31 Jan 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
37,777
Exercise price
Footnotes
F2, F6
LEVI transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
$503,361
Shares
-23,175
Change %
-8.7%
Price
$21.72
Shares after
243,082
Date
31 Jan 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
23,175
Exercise price
Footnotes
F2, F6
LEVI transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
$0
Shares
-14,602
Change %
-6%
Price
$0.000000
Shares after
228,480
Date
31 Jan 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
14,602
Exercise price
Footnotes
F2, F3, F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Footnote F2

The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

Footnote F3

Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Footnote F4

The price in Column 4 is a weighted average sale price. The prices actually received ranged from $21.65 to $21.686. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Footnote F5

100% of these stock appreciation rights are fully vested.

Footnote F6

Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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