Mercedes Soria - 27 Jan 2022 Form 3 Insider Report for Knightscope, Inc. (KSCP)

Role
Chief Intelligence Officer
Signature
/s/ Peter Weinberg, Attorney-in-Fact
Issuer symbol
KSCP
Transactions as of
27 Jan 2022
Net transactions value
$0
Form type
3
Filing time
01 Feb 2022, 20:06:18 UTC
Next filing
14 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding KSCP Class B Common Stock 7,000,000 27 Jan 2022 By husband F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding KSCP Stock Option (Right to Buy) 27 Jan 2022 Class B Common Stock 113,000 $0.1600 Direct F2
holding KSCP Stock Option (Right to Buy) 27 Jan 2022 Class B Common Stock 187,000 $0.6000 Direct F2
holding KSCP Stock Option (Right to Buy) 27 Jan 2022 Class B Common Stock 200,000 $1.26 Direct F3
holding KSCP Stock Option (Right to Buy) 27 Jan 2022 Class A Common Stock 500,000 $1.24 Direct F4
holding KSCP Stock Option (Right to Buy) 27 Jan 2022 Class A Common Stock 100,000 $0.9100 Direct F3
holding KSCP Stock Option (Right to Buy) 27 Jan 2022 Class A Common Stock 35,000 $0.9100 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are directly held by William Santana Li, husband of the reporting person.
F2 The stock options are currently exercisable.
F3 The stock options vest and become exercisable as to 25% of the option shares after 12 months, and vest as to the remaining shares in equal monthly installments over the subsequent 48 months, subject to continuous service with the issuer as of each vesting date.
F4 The stock options vest and become exercisable in 48 equal monthly installments, subject to continuous service with the issuer as of each vesting date.