Tricia L. Fulton - 28 Jan 2022 Form 4 Insider Report for HELIOS TECHNOLOGIES, INC. (HLIO)

Role: Chief Financial Officer
Signature: /s/ Marc Greenberg, Attorney-in-Fact for Tricia L. Fulton
Issuer symbol: HLIO
Transactions as of: 28 Jan 2022
Net transactions value: -$33,616
Form type: 4
Filing time: 01 Feb 2022, 13:15:20 UTC
Previous filing: 04 Jan 2022
Next filing: 24 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HLIO	Common Stock	Options Exercise	$0	+975	+2.3%	$0.000000	43,127	28 Jan 2022	Direct	F1
transaction	HLIO	Common Stock	Tax liability	$33,616	-436	-1%	$77.10	42,691	28 Jan 2022	Direct	F2
holding	HLIO	Common Stock						5,734	28 Jan 2022	By 401(k) Plan Trust	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HLIO	Restricted Stock Units	Options Exercise	$0	-975	-33%	$0.000000	1,951	28 Jan 2022	Common Stock	975		Direct	F4, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (7.8512 Q4 of 2021).
F2	Shares withheld by the issuer to satisfy federal tax withholding obligations on vesting of Restricted Stock Units.
F3	Reflects the current allocation of shares under the Helios Technologies Inc. 401(k) Retirement Plan.
F4	Each RSU represents the right to receive, following vesting, one share of Common Stock.
F5	Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.