Christopher G. Tietz - Oct 1, 2021 Form 4 Insider Report for CapStar Financial Holdings, Inc. (CSTR)

Signature
/s/ Denis J. Duncan, as Attorney-in-Fact for Christopher G. Tietz
Stock symbol
CSTR
Transactions as of
Oct 1, 2021
Transactions value $
$0
Form type
4
Date filed
1/31/2022, 04:48 PM
Next filing
Jan 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CSTR Common Stock Award $0 +2.35K $0.00 2.35K Jan 27, 2022 Direct F1
transaction CSTR Common Stock Award $0 +945 +100% $0.00 1.89K Oct 1, 2021 Direct F2, F3
holding CSTR Common Stock 38.9K Oct 1, 2021 Direct
holding CSTR Common Stock 2.42K Oct 1, 2021 Direct F4
holding CSTR Common Stock 1.44K Oct 1, 2021 By 401(K) Plan F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CSTR Employee Stock Option (right to buy) 25K Oct 1, 2021 Common Stock 25K $13.32 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported item represents an award of restricted stock which vests in three approximately equal installments beginning on the first anniversary of the January 27, 2022 grant date.
F2 The reported item represents an amendment to the award described within Form 4 filed January 22, 2021. Specifically, the award has been amended to increase the shares by 945 shares to a total award of 3,781 shares. The terms of the original award remain unchanged whereas it vests in two approximately equal installments on December 31, 2021, and December 31, 2022. As of the date of this report, 1,891 shares have vested. The remaining 1,890 shares of restricted common stock under this award vest on the second anniversary of the grant date, or December 31, 2022.
F3 This is an inadvertent late filing due to an administrative error.
F4 The reported item represents an award of restricted stock which vests in three equal installments beginning on the first anniversary of the December 31, 2020 grant date. As of the date of this report, 1,210 shares have vested. The remaining 2,419 shares of restricted common stock under this award vest on the second and third anniversary of the grant date, or December 31, 2022 and December 31, 2023, respectively.
F5 The reported item reflects the reporting person's interest in equivalent shares held by the unitized stock fund in the issuer's 401(k) plan ("Plan"). The unitized stock fund consists of approximately 95% of the issuer's common stock and approximately 5% cash or cash equivalents. The number of shares attributed to the reporting person as a Plan participant and expressed as equivalent shares has been calculated based on the $21.44 closing price of the issuer's common stock as of January 28, 2022 and may change from time to time without the volition of the reporting person depending on the fair market value of the issuer's common stock and the amount of cash in the fund.
F6 The reported item represents an award of options which vests in four equal annual installments beginning on the first anniversary of the March 2, 2016 grant date.