Kirk L. Lee - Dec 6, 2021 Form 4/A - Amendment Insider Report for GUARANTY BANCSHARES INC /TX/ (GNTY)

Signature
/s/ Shalene A. Jacobson, as attorney-in-fact
Stock symbol
GNTY
Transactions as of
Dec 6, 2021
Transactions value $
$504,000
Form type
4/A - Amendment
Date filed
1/31/2022, 04:00 PM
Date Of Original Report
Dec 8, 2021
Next filing
Sep 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNTY Common Stock Options Exercise $504K +23.1K +30.43% $21.82 99K Dec 6, 2021 Direct
holding GNTY Common Stock 114K Dec 6, 2021 By Issuer KSOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNTY Stock Option (right to buy) Options Exercise -23.1K -70% 9.9K Dec 6, 2021 Common Stock 23.1K $21.82 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options vest ratably in annual installments over a period of ten (10) years from the grant date, 10/15/2014.
F2 Options granted under issuer's 2015 Equity Incentive Plan, which amended and restated the Company's 2014 Stock Option Plan.

Remarks:

Total stock options held after transaction has been corrected from 6,900 to 9,900 shares to reflect the effects of the 10% stock dividend that occurred in February 2021.