Kirk L. Lee - 06 Dec 2021 Form 4/A - Amendment Insider Report for GUARANTY BANCSHARES INC /TX/ (GNTY)

Signature
/s/ Shalene A. Jacobson, as attorney-in-fact
Issuer symbol
GNTY
Transactions as of
06 Dec 2021
Net transactions value
+$504,000
Form type
4/A - Amendment
Filing time
31 Jan 2022, 16:00:13 UTC
Date Of Original Report
08 Dec 2021
Next filing
14 Sep 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNTY Common Stock Options Exercise $504,000 +23,100 +30% $21.82 99,000 06 Dec 2021 Direct
holding GNTY Common Stock 113,867 06 Dec 2021 By Issuer KSOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNTY Stock Option (right to buy) Options Exercise -23,100 -70% 9,900 06 Dec 2021 Common Stock 23,100 $21.82 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options vest ratably in annual installments over a period of ten (10) years from the grant date, 10/15/2014.
F2 Options granted under issuer's 2015 Equity Incentive Plan, which amended and restated the Company's 2014 Stock Option Plan.

Remarks:

Total stock options held after transaction has been corrected from 6,900 to 9,900 shares to reflect the effects of the 10% stock dividend that occurred in February 2021.