MICHAEL J. LEVITT - 19 Jan 2022 Form 3 Insider Report for Core Scientific, Inc./tx (CORZ)

Role
Chief Executive Officer, Director
Signature
/s/ Jason Minio, Attorney-in-Fact
Issuer symbol
CORZ
Transactions as of
19 Jan 2022
Net transactions value
$0
Form type
3
Filing time
31 Jan 2022, 15:47:32 UTC
Previous filing
04 Oct 2021
Next filing
07 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CORZQ Common Stock 210,854 19 Jan 2022 Direct
holding CORZQ Common Stock 41,470 19 Jan 2022 See footnote F1
holding CORZQ Common Stock 869,110 19 Jan 2022 See footnote F2
holding CORZQ Common Stock 869,110 19 Jan 2022 See footnote F3
holding CORZQ Common Stock 3,835,368 19 Jan 2022 See footnote F4
holding CORZQ Common Stock 10,629,668 19 Jan 2022 See footnote F5
holding CORZQ Common Stock 800,210 19 Jan 2022 See footnote F6
holding CORZQ Common Stock 3,199,414 19 Jan 2022 See footnote F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CORZQ Warrant (right to buy) 19 Jan 2022 Common Stock 1,600,153 $2.15 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities are held by HKM Investments, LLC, which the Reporting Person serves as its managing member.
F2 The shares are held by Michael J. Levitt, Christopher B. Harrison, and Nadine Bernecker Levitt as Co-Trustees of the MJL 2012 Younger Children Trust, modified as of March 21, 2021, which the Reporting Person serves as a trustee.
F3 The shares are held by Michael J. Levitt and Christopher B. Harrison as Co-Trustees of the MJL 2012 Older Children Trust, modified as of March 21, 2021, which the Reporting Person serves as a trustee.
F4 The shares are held by Michael J. Levitt and Nadine Bernecker Levitt as Co-Trustees of the CS 1219 Trust, dated April 13, 2017, which the Reporting Person serves as a trustee.
F5 The shares are held by Michael J. Levitt, as Trustee of the MJL Revoacable Trust, modified as of June 18, 2021, which the Reporting Person serves as a trustee.
F6 The shares are held by Nadine Bernecker Levitt as Trustee of the NBL Revocable Trust, modified as of June 18, 2021, which the Reporting Person serves as a trustee.
F7 The securities are held by MJL Blockchain LLC, which the Reporting Person serves as its managing member.
F8 The latter of January 20, 2023 or the expiration of applicable lockup restrictions on the securities.

Remarks:

Exhibit List - Exhibit 24 - Power of Attorney