KEITH L. SCHILLING - 29 Jan 2022 Form 3 Insider Report for ASPEN AEROGELS INC (ASPN)

Role
Sr. Vice President, Technology
Signature
/s/ Poongunran Muthukumaran, Attorney-in-Fact
Issuer symbol
ASPN
Transactions as of
29 Jan 2022
Net transactions value
$0
Form type
3
Filing time
31 Jan 2022, 15:32:46 UTC
Next filing
25 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ASPN Common Stock 3,564 29 Jan 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ASPN Stock Option (Right to Buy) 29 Jan 2022 Common Stock 6,529 $0.000000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on November 2, 2022, an additional one-third of the shares on November 2, 2023 and the remaining one-third of the shares on November 2, 2024.
F2 The options vest as to one-third of the shares on November 2, 2022, an addition one-third of the shares on November 2, 2023 and the remaining one-third of the shares on November 2, 2024.