Adam K. Simpson - Jan 26, 2022 Form 4 Insider Report for Icosavax, Inc. (ICVX)

Role
Chief Executive Officer, Director
Signature
/s/ Elizabeth Bekiroglu, Attorney-in-Fact
Stock symbol
ICVX
Transactions as of
Jan 26, 2022
Transactions value $
$90,968
Form type
4
Date filed
1/28/2022, 05:04 PM
Previous filing
Aug 2, 2021
Next filing
Feb 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ICVX Common Stock Options Exercise $14.1K +16.8K +13.41% $0.84* 142K Jan 26, 2022 Direct
transaction ICVX Common Stock Options Exercise $76.9K +73.9K +52.15% $1.04* 216K Jan 26, 2022 Direct
transaction ICVX Common Stock Gift $0 -125K -15.99% $0.00 657K Dec 21, 2021 By family trust
transaction ICVX Common Stock Gift $0 +125K +3100.2% $0.00 129K Dec 21, 2021 By family trust
transaction ICVX Common Stock Gift $0 -125K -19.04% $0.00 532K Dec 21, 2021 By family trust
transaction ICVX Common Stock Gift $0 +125K +3100.2% $0.00 129K Dec 21, 2021 By family trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ICVX Stock Option (Right to Buy) Options Exercise $0 -16.8K -21.88% $0.00 59.9K Jan 26, 2022 Common Stock 16.8K $0.84 Direct F1
transaction ICVX Stock Option (Right to Buy) Options Exercise $0 -73.9K -14.42% $0.00 439K Jan 26, 2022 Common Stock 73.9K $1.04 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% of the shares subject to the option vested on 2/21/2021, and 1/48th of the shares subject to the option vest monthly thereafter.
F2 25% of the shares subject to the option vested on 1/14/2022, and 1/48th of the shares subject to the option vest monthly thereafter.