John F.W. Rogers - Jan 28, 2022 Form 4 Insider Report for GOLDMAN SACHS GROUP INC (GS)

Signature
/s/ Beverly L. O'Toole, Attorney-in-fact
Stock symbol
GS
Transactions as of
Jan 28, 2022
Transactions value $
$0
Form type
4
Date filed
1/28/2022, 03:41 PM
Previous filing
Jan 27, 2022
Next filing
Jan 26, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GS Performance-based Restricted Stock Units Award $0 +24.4K $0.00 24.4K Jan 28, 2022 Common Stock, par value $0.01 per share Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On January 28, 2022, the Reporting Person was awarded a Shareholder Value Creation Award in the form of 24,422 Performance-based Restricted Stock Units ("PSUs"), which are subject to both performance- and time-based vesting conditions. The Reporting Person may earn from 0% to 150% of these PSUs based on the achievement of pre-established performance goals based 50% upon absolute total shareholder return ("TSR") and 50% on a relative TSR over a five-year performance and service period beginning October 2021. Shares of the Issuer's common stock underlying any earned PSUs will vest and be delivered on or about the end of the five-year performance period, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these PSUs will be subject to transfer restrictions for one additional year after delivery.