| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AA | Common Stock, par value $0.01 per share | Award | $0 | +52.7K | +10.38% | $0.00 | 560K | Jan 26, 2022 | Direct | F1 |
| transaction | AA | Common Stock, par value $0.01 per share | Award | $0 | +249K | +44.45% | $0.00 | 809K | Jan 26, 2022 | Direct | F2 |
| transaction | AA | Common Stock, par value $0.01 per share | Tax liability | -$6.57M | -108K | -13.38% | $60.75 | 701K | Jan 26, 2022 | Direct | F3 |
| transaction | AA | Common Stock, par value $0.01 per share | Options Exercise | $957K | +27.5K | +3.92% | $34.83 | 728K | Jan 26, 2022 | Direct | |
| transaction | AA | Common Stock, par value $0.01 per share | Options Exercise | $3.33M | +88.4K | +12.13% | $37.68 | 817K | Jan 26, 2022 | Direct | |
| transaction | AA | Common Stock, par value $0.01 per share | Options Exercise | $3.91M | +73.3K | +8.98% | $53.30 | 890K | Jan 26, 2022 | Direct | |
| transaction | AA | Common Stock, par value $0.01 per share | Options Exercise | $1.37M | +49K | +5.51% | $27.96 | 939K | Jan 26, 2022 | Direct | |
| transaction | AA | Common Stock, par value $0.01 per share | Sale | -$11.9M | -197K | -21.02% | $60.54 | 742K | Jan 26, 2022 | Direct | F4 |
| transaction | AA | Common Stock, par value $0.01 per share | Sale | -$2.49M | -40.8K | -5.51% | $60.98 | 701K | Jan 26, 2022 | Direct | F5 |
| holding | AA | Common Stock, par value $0.01 per share | 873 | Jan 26, 2022 | By Company 401(k) Plan | F6 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AA | Employee Stock Option (right to buy) | Options Exercise | $0 | -27.5K | -100% | $0.00* | 0 | Jan 26, 2022 | Common Stock | 27.5K | $34.83 | Direct | F7 |
| transaction | AA | Employee Stock Option (right to buy) | Options Exercise | $0 | -88.4K | -100% | $0.00* | 0 | Jan 26, 2022 | Common Stock | 88.4K | $37.68 | Direct | F7 |
| transaction | AA | Employee Stock Option (right to buy) | Options Exercise | $0 | -73.3K | -100% | $0.00* | 0 | Jan 26, 2022 | Common Stock | 73.3K | $53.30 | Direct | F7 |
| transaction | AA | Employee Stock Option (right to buy) | Options Exercise | $0 | -49K | -100% | $0.00* | 0 | Jan 26, 2022 | Common Stock | 49K | $27.96 | Direct | F7 |
| Id | Content |
|---|---|
| F1 | Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant. |
| F2 | Earned performance restricted stock units (PRSUs) granted in 2019. |
| F3 | Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2019. |
| F4 | The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $59.9100 - $60.9000. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
| F5 | The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.9100 - $61.2000. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
| F6 | Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund. |
| F7 | This option vested in equal installments over three years beginning on the date shown. |