Dylan C. Smith - 25 Jan 2022 Form 4 Insider Report for BOX INC (BOX)

SEC evidence 5 source fields
Form type
4
Accepted by SEC
27 Jan 2022, 15:30:36 UTC
Previous filing
12 Jan 2022
Next filing
17 Mar 2022
SEC filing
View on sec.gov
Reporting owner 1 detail
Reporting owner signature
/s/ David Leeb, Attorney-in-Fact

Key filing fact

Dylan C. Smith filed Form 4 for BOX INC (BOX) on 27 Jan 2022.

Key facts

  • This page summarizes Dylan C. Smith's Form 4 filing for BOX INC (BOX).
  • 8 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 27 Jan 2022, 15:30.

Change

  • Previous filing in this sequence was filed on 12 Jan 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BOX transaction

Class A Common Stock

Options Exercise

Transaction value
$0
Shares
+200,949
Change %
+18%
Price
$0.000000
Shares after
1,300,961
Date
25 Jan 2022
Ownership
Direct
BOX transaction

Class A Common Stock

Options Exercise

Transaction value
$0
Shares
+56,875
Change %
+4.4%
Price
$0.000000
Shares after
1,357,836
Date
25 Jan 2022
Ownership
Direct
BOX transaction

Class A Common Stock

Options Exercise

Transaction value
$0
Shares
+39,051
Change %
+2.9%
Price
$0.000000
Shares after
1,396,887
Date
25 Jan 2022
Ownership
Direct
BOX transaction

Class A Common Stock

Options Exercise

Transaction value
$0
Shares
+83,125
Change %
+6%
Price
$0.000000
Shares after
1,480,012
Date
25 Jan 2022
Ownership
Direct
BOX holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
85,000
Date
25 Jan 2022
Ownership
See footnote
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BOX transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-200,949
Change %
-100%
Price
$0.000000*
Shares after
0
Date
25 Jan 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
200,949
Exercise price
$1.16
Footnotes
F2
BOX transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-56,875
Change %
-100%
Price
$0.000000*
Shares after
0
Date
25 Jan 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
56,875
Exercise price
$1.16
Footnotes
F3
BOX transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-39,051
Change %
-100%
Price
$0.000000*
Shares after
0
Date
25 Jan 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
39,051
Exercise price
$1.16
Footnotes
F4
BOX transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-83,125
Change %
-100%
Price
$0.000000*
Shares after
0
Date
25 Jan 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
83,125
Exercise price
$1.16
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The shares are held of record by the DCS GRAT of 2014, for which the Reporting Person serves as trustee.

Footnote F2

The transactions reported on this Form 4 represent the exercise by the Reporting Person of stock options that were set to expire on April 1, 2022. All of this option grant's shares became fully exercisable as of 1/1/2015.

Footnote F3

The transactions reported on this Form 4 represent the exercise by the Reporting Person of stock options that were set to expire on April 1, 2022. All of this option grant's shares became fully exercisable as of 1/1/2016

Footnote F4

The transactions reported on this Form 4 represent the exercise by the Reporting Person of stock options that were set to expire on April 1, 2022. All of this option grant's shares became fully exercisable as of 12/1/2014.

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