Dylan C. Smith - Jan 25, 2022 Form 4 Insider Report for BOX INC (BOX)

Role
Chief Financial Officer
Signature
/s/ David Leeb, Attorney-in-Fact
Stock symbol
BOX
Transactions as of
Jan 25, 2022
Transactions value $
$0
Form type
4
Date filed
1/27/2022, 03:30 PM
Previous filing
Jan 12, 2022
Next filing
Mar 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BOX Class A Common Stock Options Exercise $0 +201K +18.27% $0.00 1.3M Jan 25, 2022 Direct
transaction BOX Class A Common Stock Options Exercise $0 +56.9K +4.37% $0.00 1.36M Jan 25, 2022 Direct
transaction BOX Class A Common Stock Options Exercise $0 +39.1K +2.88% $0.00 1.4M Jan 25, 2022 Direct
transaction BOX Class A Common Stock Options Exercise $0 +83.1K +5.95% $0.00 1.48M Jan 25, 2022 Direct
holding BOX Class A Common Stock 85K Jan 25, 2022 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BOX Employee Stock Option (right to buy) Options Exercise $0 -201K -100% $0.00* 0 Jan 25, 2022 Class A Common Stock 201K $1.16 Direct F2
transaction BOX Employee Stock Option (right to buy) Options Exercise $0 -56.9K -100% $0.00* 0 Jan 25, 2022 Class A Common Stock 56.9K $1.16 Direct F3
transaction BOX Employee Stock Option (right to buy) Options Exercise $0 -39.1K -100% $0.00* 0 Jan 25, 2022 Class A Common Stock 39.1K $1.16 Direct F4
transaction BOX Employee Stock Option (right to buy) Options Exercise $0 -83.1K -100% $0.00* 0 Jan 25, 2022 Class A Common Stock 83.1K $1.16 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held of record by the DCS GRAT of 2014, for which the Reporting Person serves as trustee.
F2 The transactions reported on this Form 4 represent the exercise by the Reporting Person of stock options that were set to expire on April 1, 2022. All of this option grant's shares became fully exercisable as of 1/1/2015.
F3 The transactions reported on this Form 4 represent the exercise by the Reporting Person of stock options that were set to expire on April 1, 2022. All of this option grant's shares became fully exercisable as of 1/1/2016
F4 The transactions reported on this Form 4 represent the exercise by the Reporting Person of stock options that were set to expire on April 1, 2022. All of this option grant's shares became fully exercisable as of 12/1/2014.