Tammi A. Jones - Jan 24, 2022 Form 4 Insider Report for Alcoa Corp (AA)

Role
EVP & CHRO
Signature
/s/ Marissa P. Earnest, attorney-in-fact for Tammi A. Jones
Stock symbol
AA
Transactions as of
Jan 24, 2022
Transactions value $
-$163,094
Form type
4
Date filed
1/26/2022, 03:18 PM
Previous filing
May 10, 2021
Next filing
Jan 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AA Common Stock, par value $0.01 per share Tax liability -$155K -2.67K -6.14% $58.02 40.9K Jan 24, 2022 Direct F1
transaction AA Common Stock, par value $0.01 per share Award $464 +8 +0.02% $58.02 40.9K Jan 24, 2022 Direct F2
transaction AA Common Stock, par value $0.01 per share Tax liability -$290 -5 -0.01% $58.02 40.9K Jan 24, 2022 Direct F3
transaction AA Common Stock, par value $0.01 per share Tax liability -$8.18K -141 -2.09% $58.02 6.61K Jan 24, 2022 By spouse F1
holding AA Common Stock, par value $0.01 per share 56 Jan 24, 2022 By Company 401(k) Plan F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units (RSUs) granted in 2019.
F2 Shares acquired pursuant to stock settlement of dividend equivalents accumulated in cash and converted to stock upon the vesting and settlement of the underlying RSUs, granted in 2019, based on the share price at the time of vesting.
F3 Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon stock settlement of dividend equivalents accumulated in cash and converted to stock upon the vesting and settlement of the underlying RSUs, granted in 2019, based on the share price at the time of vesting.
F4 Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.