Gavin Constantine Michael - 25 Jan 2022 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
CEO and President, Director
Signature
/s/ Marc D'Annunzio Attorney-in-Fact for Gavin Constantine Michael
Issuer symbol
BKKT
Transactions as of
25 Jan 2022
Net transactions value
$0
Form type
4
Filing time
25 Jan 2022, 16:19:40 UTC
Previous filing
23 Dec 2021
Next filing
17 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Award $0 +2,082,000 +300% $0.000000 2,776,000 21 Jan 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of January 21, 2022, provided that the Reporting Person continues to be employed by the Issuer as of each vest date.
F2 Includes 2,776,000 shares of Class A Common Stock subject to RSUs that remain subject to vesting.