Michael Leroy Lewis - Jan 21, 2022 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
EVP Engineering & Operations
Signature
/s/ Marc D'Annunzio Attorney-in-Fact for Michael Leroy Lewis
Stock symbol
BKKT
Transactions as of
Jan 21, 2022
Transactions value $
$0
Form type
4
Date filed
1/25/2022, 04:17 PM
Previous filing
Dec 23, 2021
Next filing
Feb 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Award $0 +200K +300% $0.00 267K Jan 21, 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of January 21, 2022, provided that the Reporting Person continues to be employed by the Issuer as of each vest date.
F2 Includes 266,667 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.