Jason Ehrlich - 20 Jan 2022 Form 4 Insider Report for Kodiak Sciences Inc. (KOD)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
24 Jan 2022, 16:17:54 UTC
Prior SEC filing
22 Dec 2021
Next SEC filing
18 Feb 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ David Peinsipp, Attorney-in-Fact for Jason Ehrlich

Key filing fact

Jason Ehrlich filed Form 4 for Kodiak Sciences Inc. (KOD) on 24 Jan 2022.

Key facts

  • This page summarizes Jason Ehrlich's Form 4 filing for Kodiak Sciences Inc. (KOD).
  • 7 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 24 Jan 2022, 16:17.

Change

  • Previous filing in this sequence was filed on 22 Dec 2021.
  • Current net transaction value: -$375,978.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

KOD transaction

Common Stock

Options Exercise

Transaction value
$71,516
Shares
+6,950
Change %
+13%
Price
$10.29
Shares after
58,491
Date
20 Jan 2022
Ownership
Direct
KOD transaction

Common Stock

Sale

Transaction value
$50,680
Shares
-808
Change %
-1.4%
Price
$62.72*
Shares after
57,683
Date
20 Jan 2022
Ownership
Direct
Footnotes
F1, F2
KOD transaction

Common Stock

Sale

Transaction value
$153,547
Shares
-2,416
Change %
-4.2%
Price
$63.55*
Shares after
55,267
Date
20 Jan 2022
Ownership
Direct
Footnotes
F1, F3
KOD transaction

Common Stock

Sale

Transaction value
$194,689
Shares
-2,995
Change %
-5.4%
Price
$65.00*
Shares after
52,272
Date
20 Jan 2022
Ownership
Direct
Footnotes
F1, F4
KOD transaction

Common Stock

Sale

Transaction value
$35,329
Shares
-533
Change %
-1%
Price
$66.28*
Shares after
51,739
Date
20 Jan 2022
Ownership
Direct
Footnotes
F1, F5
KOD transaction

Common Stock

Sale

Transaction value
$13,249
Shares
-198
Change %
-0.38%
Price
$66.91*
Shares after
51,541
Date
20 Jan 2022
Ownership
Direct
Footnotes
F1, F6

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

KOD transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-6,950
Change %
-3.1%
Price
$0.000000
Shares after
218,538
Date
20 Jan 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,950
Exercise price
$10.29
Footnotes
F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan.

Footnote F2

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $62.02 to $62.98, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.

Footnote F3

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $63.135 to $64.11, inclusive.

Footnote F4

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $64.395 to $65.33, inclusive.

Footnote F5

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $65.85 to $66.41, inclusive.

Footnote F6

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $66.91 to $66.99, inclusive.

Footnote F7

Twenty-five percent of the shares subject to the option vested on September 1, 2019, and 1/48th of the shares subject to the option vest on the same day of each month thereafter.

SEC remarks

Chief Medical Officer and Chief Development Officer

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