Daniel A. Simkowitz - 20 Jan 2022 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Head of Investment Management
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Issuer symbol
MS
Transactions as of
20 Jan 2022
Transactions value $
-$1,665,128
Form type
4
Date filed
21 Jan 2022, 15:25
Next filing
02 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Award $0 +68K +25.13% $0.00 339K 20 Jan 2022 Direct F1
transaction MS Common Stock Tax liability -$1.67M -17.4K -5.13% $95.73 321K 20 Jan 2022 Direct F2
holding MS Common Stock 1.58K 20 Jan 2022 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted in 2022 as part of 2021 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
F2 Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2019.