Andrew M. Saperstein - 20 Jan 2022 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Co-President/Head of WM
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Issuer symbol
MS
Transactions as of
20 Jan 2022
Net transactions value
-$2,958,624
Form type
4
Filing time
21 Jan 2022, 15:24:58 UTC
Previous filing
16 Jul 2021
Next filing
09 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Award $0 +52,062 +30% $0.000000 227,309 20 Jan 2022 Direct F1
transaction MS Common Stock Tax liability $1,461,031 -15,262 -6.7% $95.73 212,047 20 Jan 2022 Direct F2
transaction MS Common Stock Sale $1,497,593 -15,471 -7.3% $96.80 196,576 20 Jan 2022 Direct
holding MS Common Stock 1,153 20 Jan 2022 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted in 2022 as part of 2021 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
F2 Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2019.