Andrew M. Saperstein - Jan 20, 2022 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Co-President/Head of WM
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Stock symbol
MS
Transactions as of
Jan 20, 2022
Transactions value $
-$2,958,624
Form type
4
Date filed
1/21/2022, 03:24 PM
Previous filing
Jul 16, 2021
Next filing
Feb 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Award $0 +52.1K +29.71% $0.00 227K Jan 20, 2022 Direct F1
transaction MS Common Stock Tax liability -$1.46M -15.3K -6.71% $95.73 212K Jan 20, 2022 Direct F2
transaction MS Common Stock Sale -$1.5M -15.5K -7.3% $96.80 197K Jan 20, 2022 Direct
holding MS Common Stock 1.15K Jan 20, 2022 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted in 2022 as part of 2021 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
F2 Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2019.