Mandell Crawley - Jan 20, 2022 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Chief Human Resources Officer
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Stock symbol
MS
Transactions as of
Jan 20, 2022
Transactions value $
-$1,123,849
Form type
4
Date filed
1/21/2022, 03:16 PM
Next filing
Jan 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Award $0 +10.1K +26.82% $0.00 47.8K Jan 20, 2022 Direct F1
transaction MS Common Stock Tax liability -$387K -4.04K -8.45% $95.73 43.8K Jan 20, 2022 Direct F2
transaction MS Common Stock Sale -$68K -700 -1.6% $97.08 43.1K Jan 21, 2022 Direct F3
transaction MS Common Stock Sale -$137K -1.4K -3.25% $97.93 41.7K Jan 21, 2022 Direct F4
transaction MS Common Stock Sale -$532K -5.38K -12.89% $98.93 36.3K Jan 21, 2022 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted in 2022 as part of 2021 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
F2 Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2019.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $96.48 to $97.42, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $97.54 to $98.39, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $98.70 to $99.03, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.