James P. Gorman - 20 Jan 2022 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Chairman and CEO, Director
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Issuer symbol
MS
Transactions as of
20 Jan 2022
Net transactions value
-$7,192,961
Form type
4
Filing time
21 Jan 2022, 15:14:34 UTC
Previous filing
12 Nov 2021
Next filing
11 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Award $0 +50,190 +4.3% $0.000000 1,211,837 20 Jan 2022 Direct F1
transaction MS Common Stock Tax liability $7,192,961 -75,138 -6.2% $95.73 1,136,699 20 Jan 2022 Direct F2
holding MS Common Stock 1,838 20 Jan 2022 By 401(k) Plan
holding MS Common Stock 24,575 20 Jan 2022 By Grantor Retained Annuity Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted in 2022 as part of 2021 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
F2 Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2019 and January 17, 2020.