Andrew Arno - Jan 18, 2022 Form 4 Insider Report for SMITH MICRO SOFTWARE, INC. (SMSI)

Role
Director
Signature
/s/ Jennifer M. Reinke, Attorney in Fact for Andrew Arno
Stock symbol
SMSI
Transactions as of
Jan 18, 2022
Transactions value $
$0
Form type
4
Date filed
1/20/2022, 04:15 PM
Previous filing
Jun 28, 2021
Next filing
Jul 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMSI Common Stock Award $0 +25K +10.52% $0.00 263K Jan 18, 2022 Direct F1
holding SMSI Common Stock 10K Jan 18, 2022 By spouse IRA
holding SMSI Common Stock 10K Jan 18, 2022 By MJA Investment F2
holding SMSI Common Stock 10K Jan 18, 2022 By JBA Investment F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock grant vesting in 12 equal monthly installments
F2 Shares held by MJA Investment, a limited liability company, with respect to which the reporting person makes investment decisions. The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is beneficial owner of these securities for the purpose of Section 16 or any other purpose.
F3 Shares held by JBA Investment, a limited liability company, with respect to which the reporting person makes investment decisions. The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is beneficial owner of these securities for the purpose of Section 16 or any other purpose.