Paul E. Cayer - 14 Jan 2022 Form 4 Insider Report for OTONOMY, INC.

Reporting relationship: Ch. Financial & Business Offcr
Issuer ticker: N/A
Reported as of: 14 Jan 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 19 Jan 2022, 15:37:53 UTC
Next SEC filing: 29 Mar 2022
Source filing: View source filing
Reporting owner signature: /s/ Paul E. Cayer

Key filing fact

Paul E. Cayer filed Form 4 for OTONOMY, INC. on 19 Jan 2022.

Key facts

This page summarizes Paul E. Cayer's Form 4 filing for OTONOMY, INC..
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 19 Jan 2022, 15:37.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OTIC transaction

Common Stock

Award

Transaction value: $0
Shares: +100,000
Change %: +75%
Price: $0.000000
Shares after: 233,426
Date: 14 Jan 2022
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OTIC transaction Derivative

Stock Option (right to buy)

Award

Transaction value: $0
Shares: +250,000
Change %
Price: $0.000000
Shares after: 250,000
Date: 14 Jan 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 250,000
Exercise price: $2.03
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each share is represented by a Restricted Stock Unit ("RSU"). One-third (1/3) of the RSUs will vest on January 14, 2023 and 1/3 of the RSUs will vest on each of the two anniversaries thereafter, subject to the Reporting Person's continued service as of each such vesting date.

Footnote F2

One-third (1/3) of the shares subject to the option vest on January 14, 2023 and one thirty-sixth (1/36) of the shares vest monthly thereafter, subject to the Reporting Person's continued service as of each such vesting date.