| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RXRX | Class A Common Stock | Conversion of derivative security | $0 | +87K | +370.69% | $0.00 | 110K | Jan 13, 2022 | Direct | F1 |
| transaction | RXRX | Class A Common Stock | Sale | -$1.11M | -78.2K | -70.79% | $14.26 | 32.3K | Jan 13, 2022 | Direct | F2, F3 |
| transaction | RXRX | Class A Common Stock | Sale | -$132K | -8.79K | -27.26% | $14.96 | 23.5K | Jan 13, 2022 | Direct | F2, F4 |
| transaction | RXRX | Class A Common Stock | Conversion of derivative security | $0 | +254K | +1082.23% | $0.00 | 277K | Jan 14, 2022 | Direct | F1 |
| transaction | RXRX | Class A Common Stock | Sale | -$3.45M | -254K | -91.54% | $13.57 | 23.5K | Jan 14, 2022 | Direct | F2, F5 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RXRX | Class B Common Stock | Gift | $0 | -75K | -0.92% | $0.00 | 8.12M | Dec 28, 2021 | Class A Common Stock | 75K | $0.00 | Direct | F6 |
| transaction | RXRX | Class B Common Stock | Conversion of derivative security | $0 | -87K | -1.07% | $0.00 | 8.03M | Jan 13, 2022 | Class A Common Stock | 87K | $0.00 | Direct | F6 |
| transaction | RXRX | Class B Common Stock | Conversion of derivative security | $0 | -254K | -3.16% | $0.00 | 7.78M | Jan 14, 2022 | Class A Common Stock | 254K | $0.00 | Direct | F6 |
| holding | RXRX | Stock Option (Right to Buy) | 1.47M | Jan 13, 2022 | Class A Common Stock | 1.47M | $2.47 | Direct | F7 | |||||
| holding | RXRX | Class B Common Stock | 550K | Jan 13, 2022 | Class A Common Stock | 550K | $0.00 | by LAHWRAN-3 LLC | F6, F8 | |||||
| holding | RXRX | Class B Common Stock | 550K | Jan 13, 2022 | Class A Common Stock | 550K | $0.00 | by LAHWRAN-4 LLC | F6, F9 | |||||
| holding | RXRX | Class B Common Stock | 147K | Jan 13, 2022 | Class A Common Stock | 147K | $0.00 | by Gibson Family Trust | F6, F10 |
| Id | Content |
|---|---|
| F1 | Represents the conversion of Class B Common Stock into Class A Common Stock. |
| F2 | Shares were sold by a lender to the Reporting Person to satisfy a margin call related to a loan in which the shares served as collateral. |
| F3 | This transaction was executed in multiple trades at prices ranging from $13.80 to $14.78. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F4 | This transaction was executed in multiple trades at prices ranging from $14.80 to $15.12. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F5 | This transaction was executed in multiple trades at prices ranging from $13.09 to $14.03. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F6 | Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| F7 | The option, originally for 1,500,000 shares, of which 28,646 shares have been exercised, vested as to one forty-eighth (1/48th) of the shares subject to the option on January 31, 2021, and one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter. |
| F8 | The shares are held by LAHWRAN-3 LLC, of which the Reporting Person is a member and a manager. |
| F9 | The shares are held by LAHWRAN-4 LLC, of which the Reporting Person is a member and a manager. |
| F10 | The shares are held by the Gibson Family Trust, of which the Reporting Person serves as Trustee. |