Edward W. Moore - 12 Jan 2022 Form 4 Insider Report for RPM INTERNATIONAL INC/DE/ (RPM)

Signature
/s/ Edward W. Moore, by Gregory J. Dziak, his attorney-in-fact pursuant to Power of Attorney dated September 26, 2013 on file with the Commission
Issuer symbol
RPM
Transactions as of
12 Jan 2022
Net transactions value
-$732,588
Form type
4
Filing time
14 Jan 2022, 17:00:57 UTC
Previous filing
23 Jul 2021
Next filing
02 Jun 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RPM Common Stock, $0.01 par value Options Exercise $413,925 +7,500 +14% $55.19 62,434 12 Jan 2022 Direct
transaction RPM Common Stock, $0.01 par value Options Exercise $450,075 +7,500 +12% $60.01 69,934 12 Jan 2022 Direct
transaction RPM Common Stock, $0.01 par value Options Exercise $310,850 +5,000 +7.1% $62.17 74,934 12 Jan 2022 Direct
transaction RPM Common Stock, $0.01 par value Options Exercise $392,450 +5,000 +6.7% $78.49 79,934 12 Jan 2022 Direct
transaction RPM Common Stock, $0.01 par value Disposed to Issuer $1,567,561 -17,035 -21% $92.02 62,899 12 Jan 2022 Direct
transaction RPM Common Stock, $0.01 par value Tax liability $220,848 -2,400 -3.8% $92.02 60,499 12 Jan 2022 Direct
transaction RPM Common Stock, $0.01 par value Sale $511,479 -5,565 -9.2% $91.91 54,934 13 Jan 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RPM Stock Appreciation Rights Options Exercise $0 -7,500 -9.7% $0.000000 70,000 12 Jan 2022 Common Stock 7,500 $55.19 Direct
transaction RPM Stock Appreciation Rights Options Exercise $0 -7,500 -11% $0.000000 62,500 12 Jan 2022 Common Stock 7,500 $60.01 Direct
transaction RPM Stock Appreciation Rights Options Exercise $0 -5,000 -8% $0.000000 57,500 12 Jan 2022 Common Stock 5,000 $62.17 Direct
transaction RPM Stock Appreciation Rights Options Exercise $0 -5,000 -8.7% $0.000000 52,500 12 Jan 2022 Common Stock 5,000 $78.49 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $91.75 - $92.06. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2 Includes an aggregate of 5,297 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 12,218 vested restricted shares of Common Stock held in escrow until the reporting persons' retirement, and 14,900 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
F3 Stock Appreciation Rights granted pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2018 and 2021 and expire 10 years from the date of grant.