Brigid Makes - 01 Jan 2022 Form 3 Insider Report for Mind Medicine (MindMed) Inc. (MNMD)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
3
Accepted by SEC
13 Jan 2022, 17:22:51 UTC
Prior SEC filing
14 Jun 2021
Next SEC filing
24 May 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Robert Barrow, Attorney-in-Fact

Key filing fact

Brigid Makes filed Form 3 for Mind Medicine (MindMed) Inc. (MNMD) on 13 Jan 2022.

Key facts

  • This page summarizes Brigid Makes's Form 3 filing for Mind Medicine (MindMed) Inc. (MNMD).
  • 0 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 13 Jan 2022, 17:22.

Change

  • Previous filing in this sequence was filed on 14 Jun 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MNMD holding

Subordinate Voting Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
26,372
Date
01 Jan 2022
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MNMD holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jan 2022
Ownership
Direct
Underlying class
Subordinate Voting Shares
Underlying amount
200,000
Exercise price
$0.2600
Footnotes
F1, F2
MNMD holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jan 2022
Ownership
Direct
Underlying class
Subordinate Voting Shares
Underlying amount
44,357
Exercise price
$2.91
Footnotes
F3, F4
MNMD holding Derivative

Directors' Deferred Share Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jan 2022
Ownership
Direct
Underlying class
Subordinate Voting Shares
Underlying amount
37,758
Exercise price
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Fully vested and immediately exercisable.

Footnote F2

The option grant has an exercise price of $0.33 Canadian Dollars. This represents the exercise price in United States Dollars.

Footnote F3

The shares underlying the option vest and become exercisable in 12 equal monthly installments beginning on March 15, 2021, subject to the Reporting Person providing continuous service to the Issuer on each such date.

Footnote F4

The option grant has an exercise price of $3.70 Canadian Dollars. This represents the exercise price in United States Dollars.

Footnote F5

Represents Directors' Deferred Share Units ("DDSUs") granted pursuant to the Issuer's Directors' Deferred Share Unit Plan (the "Plan"), effective as of April 16, 2021. The DDSUs vest in equal monthly installments over 12 months beginning on March 27, 2021. The DDSUs acquired are to be settled in cash upon the termination of the Reporting Persons' directorship (with each DDSU representing the right to receive the cash equivalent of the fair market value of one Subordinate Voting Share). Pursuant to the Plan, the fair market value of a Subordinate Voting Share is equal to the volume weighted average trading price of a Subordinate Voting Share on the NEO exchange for the five business days immediately preceding the DDSUs vesting date. The DDSUs granted will expire no later than 90 days after the Reporting Person's termination date or such other reasonable time as may be determined by the Administrators (as defined in the Plan).

SEC remarks

Exhibit List - Exhibit 24 - Power of Attorney

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