Kenneth Potashner - Jan 6, 2022 Form 4 Insider Report for ONE STOP SYSTEMS, INC. (OSS)

Role
Director
Signature
/s/ Kenneth Potashner
Stock symbol
OSS
Transactions as of
Jan 6, 2022
Transactions value $
$19,000
Form type
4
Date filed
1/10/2022, 07:59 PM
Previous filing
Nov 24, 2021
Next filing
Mar 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OSS Common Stock Options Exercise $19K +25K +10.97% $0.76* 253K Jan 6, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OSS Employee Stock Option (right to buy) Options Exercise $0 -25K -100% $0.00* 0 Jan 6, 2022 Common Stock 25K $0.76 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 8,666 unvested restricted stock units held by the reporting person, all of which remain subject to certain vesting conditions
F2 The option is fully vested.