Denis P. Coleman - Jan 1, 2022 Form 3 Insider Report for GOLDMAN SACHS GROUP INC (GS)

Signature
/s/ Beverly L. O'Toole, Attorney-in-fact
Stock symbol
GS
Transactions as of
Jan 1, 2022
Transactions value $
$0
Form type
3
Date filed
1/7/2022, 03:30 PM
Next filing
Jan 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GS Common Stock, par value $0.01 per share 15.3K Jan 1, 2022 Direct
holding GS Common Stock, par value $0.01 per share 3.6K Jan 1, 2022 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GS Restricted Stock Units Jan 1, 2022 Common Stock, par value $0.01 per share 64.4K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held through trusts, the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
F2 These Restricted Stock Units ("RSUs") were granted on dates ranging from January 2017 to January 2021 and are fully vested. Shares of the Issuer's common stock underlying these RSUs ("Common Stock") will be delivered on dates ranging from January 2022 to January 2026, subject to other terms and conditions of the award agreement. The Common Stock generally cannot be sold or transferred before dates ranging from July 2022 to July 2026, apart from 1,326 shares of Common Stock to be delivered in January 2022 that are not subject to sale or transfer restrictions.