Stephanie Leclaire - Jan 1, 2022 Form 3 Insider Report for Resolute Forest Products Inc. (RFP)

Role: chief Legal Officer
Signature: /s/ Isabelle Papillon, as attorney-in-fact
Stock symbol: RFP
Transactions as of: Jan 1, 2022
Transactions value $: $0
Form type: 3
Date filed: 1/7/2022, 07:00 AM
Next filing: Feb 3, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	RFP	Common Stock						9.55K	Jan 1, 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	RFP	Stock Options (right to buy)							Jan 1, 2022	Common Stock	11.8K	$15.66	Direct	F2
holding	RFP	Restricted Share Units							Jan 1, 2022	Common Stock	2.7K		Direct	F3
holding	RFP	Restricted Share Units							Jan 1, 2022	Common Stock	14K		Direct	F4
holding	RFP	Restricted Share Units							Jan 1, 2022	Common Stock	7.59K		Direct	F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This reporting person was awarded restricted stock units, each representing a contingent right to receive one share of Resolute Forest Products Inc. common stock. The award cannot be settled in cash. The restricted stock units vest in four equal annual installments beginning on December 1, 2022. The number of securities represents the outstanding units.
F2	The options vested in four equal installments beginning on November 6, 2014.
F3	This reporting person was previously awarded restricted stock units ("RSU"), each representing the right to receive the economic equivalent of one share of Resolute Forest Products Inc. common stock in cash upon settlement. The RSUs vest, and settle in cash, in four equal annual installments beginning on December 1, 2019 (subject to earlier settlement in certain circumstances). The number of RSUs indicated represents the remaining unvested RSUs and includes 211 RSUs added in connection with the Company's payment of a special cash dividend on July 7, 2021 which remain unvested.
F4	This reporting person was previously awarded restricted stock units ("RSU"), each representing the right to receive the economic equivalent of one share of Resolute Forest Products Inc. common stock in cash upon settlement. The RSUs vest, and settle in cash, in four equal annual installments beginning on December 1, 2020 (subject to earlier settlement in certain circumstances). The number of RSUs indicated represents the remaining unvested RSUs and includes 1,096 RSUs added in connection with the Company's payment of a special cash dividend on July 7, 2021 which remain unvested.
F5	This reporting person was previously awarded restricted stock units ("RSU"), each representing the right to receive the economic equivalent of one share of Resolute Forest Products Inc. common stock in cash upon settlement. The RSUs vest, and settle in cash, in four equal annual installments beginning on December 1, 2021 (subject to earlier settlement in certain circumstances). The number of RSUs indicated represents the remaining unvested RSUs and includes 594 RSUs added in connection with the Company's payment of a special cash dividend on July 7, 2021 which remain unvested.