J. Rock Tonkel Jr. - 04 Jan 2022 Form 4 Insider Report for Arlington Asset Investment Corp.

Role: President and CEO, Director
Signature: D. Scott Parish, Attorney-in-Fact
Issuer symbol: N/A
Transactions as of: 04 Jan 2022
Net transactions value: +$36,070
Form type: 4
Filing time: 06 Jan 2022, 15:30:12 UTC
Previous filing: 21 Dec 2021
Next filing: 01 Apr 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AAIC	Class A Common Stock	Award	$0	+55,866	+7.9%	$0.000000	764,848	04 Jan 2022	Direct	F1
transaction	AAIC	Class A Common Stock	Purchase	$36,070	+10,000	+1.3%	$3.61	774,848	06 Jan 2022	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents restricted shares of Class A common stock granted on January 4, 2022 (the "Date of Grant") pursuant to the Arlington Asset Investment Corp. (the "Company") 2021 Long-Term Incentive Plan which are scheduled to vest on the third anniversary of the Date of Grant.
F2	The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.590 to $3.610. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Content

Represents restricted shares of Class A common stock granted on January 4, 2022 (the "Date of Grant") pursuant to the Arlington Asset Investment Corp. (the "Company") 2021 Long-Term Incentive Plan which are scheduled to vest on the third anniversary of the Date of Grant.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.590 to $3.610. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.