Duston Williams - Jan 3, 2022 Form 4 Insider Report for Nutanix, Inc. (NTNX)

Role
Chief Financial Officer
Signature
/s/ Hae Cheong Chang, Attorney in Fact
Stock symbol
NTNX
Transactions as of
Jan 3, 2022
Transactions value $
$0
Form type
4
Date filed
1/5/2022, 04:16 PM
Previous filing
Jan 3, 2022
Next filing
Mar 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTNX Class A Common Stock Award +31.3K +15.74% 230K Jan 3, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTNX Class B Common Stock Conversion of derivative security $0 -31.3K -100% $0.00* 0 Jan 3, 2022 Class A Common Stock 31.3K Direct F1
transaction NTNX Stock Option (Right to Buy) Other $0 -624K -100% $0.00* 0 Jan 3, 2022 Class B Common Stock 624K $3.20 Direct F2, F3
transaction NTNX Stock Option (Right to Buy) Other $0 +624K $0.00 624K Jan 3, 2022 Class A Common Stock 624K $3.20 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Effective as of January 3, 2022 at 12:01 a.m., New York City time, all outstanding shares of the Issuers Class B common stock automatically converted into the same number of shares of the Issuers Class A common stock, pursuant to the terms of the Issuers Amended and Restated Certificate of Incorporation.
F2 Upon the automatic conversion described in footnote 1, the outstanding options previously denominated in shares of Class B common stock remained unchanged, except that they now represent the right to receive shares of the Issuers Class A common stock.
F3 The shares subject to the options are fully vested and exercisable immediately.