Duston Williams - 03 Jan 2022 Form 4 Insider Report for Nutanix, Inc. (NTNX)

Role
Chief Financial Officer
Signature
/s/ Hae Cheong Chang, Attorney in Fact
Issuer symbol
NTNX
Transactions as of
03 Jan 2022
Net transactions value
$0
Form type
4
Filing time
05 Jan 2022, 16:16:35 UTC
Previous filing
03 Jan 2022
Next filing
17 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTNX Class A Common Stock Award +31,250 +16% 229,822 03 Jan 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTNX Class B Common Stock Conversion of derivative security $0 -31,250 -100% $0.000000* 0 03 Jan 2022 Class A Common Stock 31,250 Direct F1
transaction NTNX Stock Option (Right to Buy) Other $0 -623,750 -100% $0.000000* 0 03 Jan 2022 Class B Common Stock 623,750 $3.20 Direct F2, F3
transaction NTNX Stock Option (Right to Buy) Other $0 +623,750 $0.000000 623,750 03 Jan 2022 Class A Common Stock 623,750 $3.20 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Effective as of January 3, 2022 at 12:01 a.m., New York City time, all outstanding shares of the Issuers Class B common stock automatically converted into the same number of shares of the Issuers Class A common stock, pursuant to the terms of the Issuers Amended and Restated Certificate of Incorporation.
F2 Upon the automatic conversion described in footnote 1, the outstanding options previously denominated in shares of Class B common stock remained unchanged, except that they now represent the right to receive shares of the Issuers Class A common stock.
F3 The shares subject to the options are fully vested and exercisable immediately.