Ray C. Davis - Jan 3, 2022 Form 4 Insider Report for Energy Transfer LP (ET)

Role
Director
Signature
Peggy J. Harrison, Attorney-in-fact for Mr. Davis
Stock symbol
ET
Transactions as of
Jan 3, 2022
Transactions value $
$0
Form type
4
Date filed
1/5/2022, 04:01 PM
Previous filing
Dec 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ET Common Units Options Exercise $0 +6.03K +0.02% $0.00 29.3M Jan 3, 2022 Direct
transaction ET Common Units Award $0 +11.5K +0.04% $0.00 29.3M Jan 3, 2022 Direct F1
holding ET Common Units 1.11M Jan 3, 2022 By: RCD Stock Holdings, LLC F2
holding ET Common Units 1.94M Jan 3, 2022 By: Avatar BW. Ltd. F3
holding ET Common Units 328K Jan 3, 2022 By: ET Company, Ltd. F4
holding ET Common Units 51.7K Jan 3, 2022 By: Avatar Holdings LLC F5
holding ET Common Units 16M Jan 3, 2022 By: Linda Davis 2008 Family Trust F6
holding ET Common Units 121K Jan 3, 2022 By: Avatar Stock Holdings, LP F7
holding ET Common Units 28.2M Jan 3, 2022 By: Avatar ETC Stock Holdings, LLC F8
holding ET Common Units 3.56M Jan 3, 2022 By: Avatar Investments, LP F9
holding ET Common Units 4.77M Jan 3, 2022 By: Ray Davis 2008 Grandchildren's Trust F10
holding ET Common Units 4.77M Jan 3, 2022 By: Linda Davis 2008 Grandchildren's Trust F11

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ET Phantom Units Options Exercise $0 -6.03K -70.53% $0.00 2.52K Jan 3, 2022 Common Units 2.52K Direct F12, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 An award of restricted units granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan scheduled to vest 60% on January 2, 2025 and 40% on January 2, 2027, generally contingent upon the reporting person's continued service on the Board of the general partner of the Partnership on each applicable vesting date.
F2 The reported units are owned directly by RCD Stock Holdings, LLC, a limited liability company owned by Mr. Davis.
F3 The reported units are owned directly by Avatar BW, Ltd. a limited partnership, of which Mr. Davis is the owner of the general partner.
F4 The reported units are owned directly by ET Company, Ltd. The reported units represent the estimated pro rata interest of Mr. Davis in ET Company, Ltd. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F5 The reported units are owned directly by Avatar Holdings LLC, a limited liability company owned by Mr. Davis.
F6 The reported units are owned directly by the Linda Davis 2008 Family Trust for the benefit of Mr. Davis' family. Mr. Davis' spouse is trustee of the trust. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein if any.
F7 The reported units are owned directly by Avatar Stock Holdings, LP, a limited partnership of which Mr. Davis is the owner of the general partner.
F8 The reported units are owned directly by Avatar ETC Stock Holdings LLC, a limited liability company owned by Mr. Davis.
F9 The reported units are owned directly by Avatar Investments, LP, a limited partnership, of which Mr. Davis is the owner of the general partner.
F10 The reported units are owned directly by the Ray Davis 2008 Grandchildren's Trust for the benefit of Mr. Davis' grandchildren. Mr. Davis is the trustee of the trust. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein if any.
F11 The reported units are owned directly by the Linda Davis 2008 Grandchildren's Trust for the benefit of Mr. Davis' grandchildren. Mr. Davis' spouse is the trustee of the trust. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein if any.
F12 Phantom units granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan that may vest in Partnership units, cash or other securities and is generally contingent upon the reporting person's continued service on the Board of the general partner of the Partnership on each applicable vesting date.
F13 Not applicable.