Vincent D. Kelly - Dec 31, 2021 Form 4/A - Amendment Insider Report for Spok Holdings, Inc (SPOK)

Role
President & CEO, Director
Signature
/Vincent D. Kelly/
Stock symbol
SPOK
Transactions as of
Dec 31, 2021
Transactions value $
$203,562
Form type
4/A - Amendment
Date filed
1/4/2022, 04:56 PM
Date Of Original Report
Jan 4, 2022
Previous filing
Jul 9, 2021
Next filing
Feb 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPOK Common Stock Options Exercise $384K +41.2K +18.62% $9.33 262K Dec 31, 2021 Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust
transaction SPOK Common Stock Tax liability -$181K -19.4K -7.38% $9.33 243K Dec 31, 2021 Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPOK Restricted Stock Units Options Exercise $0 -12.6K -100% $0.00* 0 Dec 31, 2021 Common Stock 12.6K Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust F1, F2
transaction SPOK Restricted Stock Units Options Exercise $0 -13.6K -50% $0.00 13.6K Dec 31, 2021 Common Stock 13.6K Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust F1, F3
transaction SPOK Restricted Stock Units Options Exercise $0 -15K -33.33% $0.00 29.9K Dec 31, 2021 Common Stock 15K Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.
F2 On December 31, 2021, 12,569 RSUs vested.
F3 On December 31, 2021, 13,628 RSUs vested. The remaining 13,628 RSUs will vest on December 31, 2022 (e.g. "three equal annual installments").
F4 On December 31, 2021, 14,974 RSUs vested. The remaining 29,949 RSUs will vest on December 31, 2022 and December 31, 2023 (e.g. "three equal annual installments").

Remarks:

Filing amendment to reflect correct amount of Beneficially Owned shares