Beth Potter - Dec 31, 2021 Form 4 Insider Report for NCR CORP (NCR)

Role
CAO
Signature
Laura J. Foltz, Attorney-in-Fact for Beth Potter
Stock symbol
NCR
Transactions as of
Dec 31, 2021
Transactions value $
-$73,445
Form type
4
Date filed
1/4/2022, 04:23 PM
Next filing
Feb 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NCR Common Stock Tax liability -$28.9K -718 -6.31% $40.20 10.7K Dec 31, 2021 Direct F1
transaction NCR Common Stock Options Exercise $0 +3.68K +34.56% $0.00 14.3K Dec 31, 2021 Direct F2
transaction NCR Common Stock Tax liability -$44.6K -1.11K -7.53% $40.20 13.6K Dec 31, 2021 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NCR Restricted Stock Units Options Exercise $0 +3.68K $0.00 3.68K Dec 31, 2021 Common Stock 3.68K $0.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were withheld to cover tax withholding obligations resulting from the December 31, 2021 vesting of 2,383 previously reported restricted stock units awarded under the long-term NCR Strategic Transformation Fitness Plan pursuant to the Second Amended and Restated NCR Management Incentive Plan.
F2 Performance share restricted stock units (RSUs) as to which the performance-related conditions to vesting were satisfied on December 31, 2021. These RSUs vest ratably, with 50% having vested on December 31, 2021 as shown on Table I, and the remaining 50% shown on Table II scheduled to vest on December 31, 2022 subject to certain conditions.
F3 These shares were withheld to cover tax withholding obligations when 3,682 performance share RSUs vested on December 31, 2021 as reported herein.
F4 Includes 390.804 shares acquired under the NCR Employee Stock Purchase Plan from June 2021 to September 2021. These shares were rounded to 390 for disclosure in this table.