Carlos Palomares - Jan 3, 2022 Form 4 Insider Report for Regional Management Corp. (RM)

Role
Director
Signature
/s/ Catherine R. Atwood, attorney-in-fact
Stock symbol
RM
Transactions as of
Jan 3, 2022
Transactions value $
-$289,838
Form type
4
Date filed
1/4/2022, 03:43 PM
Previous filing
Oct 4, 2021
Next filing
May 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RM Common Stock Sale -$286K -4.94K -11.12% $57.96 39.5K Jan 3, 2022 Direct F1, F2
transaction RM Common Stock Sale -$3.69K -63 -0.16% $58.57 39.4K Jan 3, 2022 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Plan entered into as of August 19, 2021, under which the reporting person intends to sell up to 18,000 shares. The Rule 10b5-1 Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.53 to $58.49, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.54 to $58.71, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.