Bryan Everard Smith - 31 Dec 2021 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Role
Executive Vice President
Signature
/s/ Alex Kogan, by power of attorney
Issuer symbol
NDAQ
Transactions as of
31 Dec 2021
Net transactions value
-$335,386
Form type
4
Filing time
04 Jan 2022, 15:21:43 UTC
Next filing
25 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NDAQ Common Stock, par value $0.01 per share Tax liability $335,386 -1,597 -13% $210.01 10,533 31 Dec 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
F2 Represents (i) 3,275 shares or units of restricted stock, of which none are vested, (ii) 6,230 shares underlying PSUs, of which 4,849 are vested and (iii) 1,028 shares purchased under the Employee Stock Purchase Plan.