Calvin Rice - Dec 31, 2021 Form 4 Insider Report for Spok Holdings, Inc (SPOK)

Role
Chief Accounting Officer
Signature
/CALVIN RICE/
Stock symbol
SPOK
Transactions as of
Dec 31, 2021
Transactions value $
$16,337
Form type
4
Date filed
1/4/2022, 03:18 PM
Previous filing
Jul 9, 2021
Next filing
Feb 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPOK Common Stock Options Exercise $33.9K +3.63K +67.74% $9.33 8.99K Dec 31, 2021 Direct
transaction SPOK Common Stock Tax liability -$17.5K -1.88K -20.9% $9.33 7.11K Dec 31, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPOK Restricted Stock Units Options Exercise $0 -770 -100% $0.00* 0 Dec 31, 2021 Common Stock 770 Direct F1, F2
transaction SPOK Restricted Stock Units Options Exercise $0 -1.36K -50% $0.00 1.36K Dec 31, 2021 Common Stock 1.36K Direct F1, F3
transaction SPOK Restricted Stock Units Options Exercise $0 -1.5K -33.33% $0.00 3K Dec 31, 2021 Common Stock 1.5K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.
F2 On December 31, 2021, 770 RSUs vested.
F3 On December 31, 2021, 1363 RSUs vested. The remaining 1363 RSUs will vest on December 31, 2022 (e.g. "three equal annual installments").
F4 On December 31, 2021, 1497 RSUs vested. The remaining 2995 RSUs will vest on December 31, 2022 and December 31, 2023 (e.g. "three equal annual installments").