Guy Chiarello - Dec 30, 2021 Form 4 Insider Report for FISERV INC (FI)

Role
Chief Operating Officer
Signature
/s/ Eric C. Nelson (attorney-in-fact)
Stock symbol
FI
Transactions as of
Dec 30, 2021
Transactions value $
-$1,435,064
Form type
4
Date filed
1/3/2022, 03:07 PM
Previous filing
Dec 17, 2021
Next filing
Feb 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FI Common Stock Options Exercise $767K +21K +10.69% $36.54 217K Dec 30, 2021 Direct F1
transaction FI Common Stock Sale -$853K -8.16K -3.75% $104.54 209K Dec 30, 2021 Direct F1, F2
transaction FI Common Stock Sale -$1.35M -12.8K -6.14% $105.09 196K Dec 30, 2021 Direct F1, F3
holding FI Common Stock 26.1K Dec 30, 2021 By Trust F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FI Employee Stock Option (right to buy) Options Exercise $0 -21K -16.67% $0.00 105K Dec 30, 2021 Common Stock 21K $36.54 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.
F2 This transaction was executed in multiple trades at prices ranging from $104.06 to $104.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 This transaction was executed in multiple trades at prices ranging from $105.00 to $105.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 Held by The Guy Chiarello 2020 Trust for the benefit of the reporting person's spouse and children and of which the reporting person's spouse serves as trustee and the reporting person serves as investment advisor.
F5 This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.