Kirin Smith - 09 Dec 2021 Form 4 Insider Report for CRAWFORD UNITED Corp (CRAWA)

Role
Director
Signature
/s/ Kirin Smith, by Gregory J. Dziak, his attorney-in-fact pursuant to Power of Attorney dated January 3, 2017 on file with the Commission
Issuer symbol
CRAWA
Transactions as of
09 Dec 2021
Net transactions value
+$2,925
Form type
4
Filing time
30 Dec 2021, 16:37:21 UTC
Next filing
21 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CRAWA Class A Common Shares Options Exercise $2,925 +1,000 +4% $2.92* 25,935 09 Dec 2021 Direct
holding CRAWA Class A Common Shares 51,114 09 Dec 2021 By Intrinsic Value Capital, L.P. F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRAWA Stock Option (Right to Buy) Options Exercise $0 -1,000 -100% $0.000000* 0 09 Dec 2021 Class A Common Shares 1,000 $2.92 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As a managing member of Glaubman & Rosenberg Partners, LLC and Glaubman & Rosenberg Advisors, LLC, the general partner and investment manager of Intrinsic Value Capital, L.P. ("IVC"), respectively, Kirin Smith may be deemed to beneficially own the Class A Common Shares beneficially owned by IVC. The reporting person disclaims beneficial ownership of the securities beneficially owned by the other members of the group except to the extent of his pecuniary interest therein.
F2 These options became exercisable in equal 33% increments over three years beginning on March 8, 2013.