Kirin Smith - Dec 9, 2021 Form 4 Insider Report for CRAWFORD UNITED Corp (CRAWA)

Role
Director
Signature
/s/ Kirin Smith, by Gregory J. Dziak, his attorney-in-fact pursuant to Power of Attorney dated January 3, 2017 on file with the Commission
Stock symbol
CRAWA
Transactions as of
Dec 9, 2021
Transactions value $
$2,925
Form type
4
Date filed
12/30/2021, 04:37 PM
Next filing
Jan 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CRAWA Class A Common Shares Options Exercise $2.93K +1K +4.01% $2.93* 25.9K Dec 9, 2021 Direct
holding CRAWA Class A Common Shares 51.1K Dec 9, 2021 By Intrinsic Value Capital, L.P. F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRAWA Stock Option (Right to Buy) Options Exercise $0 -1K -100% $0.00* 0 Dec 9, 2021 Class A Common Shares 1K $2.93 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As a managing member of Glaubman & Rosenberg Partners, LLC and Glaubman & Rosenberg Advisors, LLC, the general partner and investment manager of Intrinsic Value Capital, L.P. ("IVC"), respectively, Kirin Smith may be deemed to beneficially own the Class A Common Shares beneficially owned by IVC. The reporting person disclaims beneficial ownership of the securities beneficially owned by the other members of the group except to the extent of his pecuniary interest therein.
F2 These options became exercisable in equal 33% increments over three years beginning on March 8, 2013.