Steven Rosen - Dec 9, 2021 Form 4 Insider Report for CRAWFORD UNITED Corp (CRAWA)

Signature
/s/ Steven Rosen, by Gregory J. Dziak, his attorney-in-fact, pursuant to Power of Attorney dated December 11, 2019, on file with the Commission
Stock symbol
CRAWA
Transactions as of
Dec 9, 2021
Transactions value $
$2,925
Form type
4
Date filed
12/30/2021, 04:35 PM
Next filing
Jan 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CRAWA Class A Common Shares Options Exercise $2.93K +1K +6.25% $2.93* 17K Dec 9, 2021 Direct
holding CRAWA Class B Common Shares 85K Dec 9, 2021 See Footnote F1
holding CRAWA Class A Common Shares 302K Dec 9, 2021 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRAWA Stock Option (Right to Buy) Options Exercise $0 -1K -100% $0.00* 0 Dec 9, 2021 Class A Common Shares 1K $2.93 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities reported herein include (i) 42,500 Class B Common Shares and 150,964 Class A Common Shares owned directly by Seven Investors, LLC and (ii) 42,500 Class B Common Shares and 150,964 Class A Common Shares owned directly by The LJNP Investment Trust, in each case received as a liquidating distribution from Roundball, LLC. In prior reports, the reporting person reported beneficial ownership of 170,000 Class B Common Shares and 672,407 Class A Common Shares owned by Roundball, LLC. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of any securities, except of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
F2 These options became exercisable in equal 33% increments over three years beginning on March 8, 2013.