David J. Woodhouse - 29 Dec 2021 Form 4 Insider Report for NGM BIOPHARMACEUTICALS INC

Signature
/s/ Valerie Pierce, Attorney-in-fact
Issuer symbol
N/A
Transactions as of
29 Dec 2021
Net transactions value
+$137,989
Form type
4
Filing time
30 Dec 2021, 16:09:25 UTC
Previous filing
19 Nov 2021
Next filing
04 Mar 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NGM Common Stock Options Exercise $100,000 +12,987 $7.70 12,987 29 Dec 2021 Direct
transaction NGM Common Stock Options Exercise $37,989 +4,667 +36% $8.14 17,654 29 Dec 2021 Direct
holding NGM Common Stock 80,000 29 Dec 2021 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NGM Stock Option (Right to Buy) Options Exercise $0 -12,987 -13% $0.000000 87,013 29 Dec 2021 Common Stock 12,987 $7.70 Direct F2
transaction NGM Stock Option (Right to Buy) Options Exercise $0 -4,667 -7.5% $0.000000 57,833 29 Dec 2021 Common Stock 4,667 $8.14 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held by The Woodhouse Family Trust 9/8/05.
F2 Fully vested.
F3 The shares subject to the stock option are early exercisable and vest over a four-year period commencing January 1, 2018, with 1/48th of the shares vesting on a monthly basis.