Laura M. Beres - 28 Dec 2021 Form 4 Insider Report for NANOPHASE TECHNOLOGIES Corp (SLSN)

Role
Director
Signature
/s/ Jess Jankowski under UPA for Laura M. Beres
Issuer symbol
SLSN
Transactions as of
28 Dec 2021
Net transactions value
+$62,550
Form type
4
Filing time
30 Dec 2021, 12:06:11 UTC
Next filing
22 Dec 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NANX Common Stock (option to purchase) Award $62,550 +15,000 $4.17 15,000 28 Dec 2021 Common Stock 15,000 $4.17 Direct F1
holding NANX Common Stock (option to purchase) 10,000 28 Dec 2021 Common Stock 10,000 $0.6200 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Beginning on this date, and subject to certain restrictions, options vest in three equal annual installments.