Jess Jankowski - 28 Dec 2021 Form 4 Insider Report for NANOPHASE TECHNOLOGIES Corp (SLSN)

Role
President, CEO, Director
Signature
Jess A. Jankowski
Issuer symbol
SLSN
Transactions as of
28 Dec 2021
Net transactions value
+$375,300
Form type
4
Filing time
30 Dec 2021, 11:43:09 UTC
Next filing
08 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NANX Common Stock 1,000 28 Dec 2021 Spouse's IRA
holding NANX Common Stock 59,000 28 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NANX Common Stock (right to purchase) Award $375,300 +90,000 $4.17 90,000 28 Dec 2021 Common Stock 90,000 $4.17 Direct F2
holding NANX Common Stock (right to purchase) 98,000 28 Dec 2021 Common Stock 98,000 $0.3000 Direct F1
holding NANX Common Stock (right to purchase) 90,000 28 Dec 2021 Common Stock 90,000 $0.4150 Direct F1
holding NANX Common Stock (right to purchase) 90,000 28 Dec 2021 Common Stock 90,000 $0.5200 Direct F2
holding NANX Common Stock (right to purchase) 81,000 28 Dec 2021 Common Stock 81,000 $0.4400 Direct F3
holding NANX Common Stock (right to purchase) 69,000 28 Dec 2021 Common Stock 69,000 $0.4200 Direct F3
holding NANX Common Stock (right to purchase) 81,000 28 Dec 2021 Common Stock 81,000 $0.6800 Direct F3
holding NANX Common Stock (right to purchase) 90,000 28 Dec 2021 Common Stock 90,000 $0.8200 Direct F1
holding NANX Common Stock (right to purchase) 16,500 28 Dec 2021 Common Stock 16,500 $0.5100 Direct F2
holding NANX Common Stock (right to purchase) 90,000 28 Dec 2021 Common Stock 90,000 $0.4500 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
F2 Subject to certain restrictions, beginning on this date, options vest in three equal installments.
F3 Subject to certain restrictions, beginning on this date, the options vest in three equal annual installments.