Que Dallara - Dec 26, 2021 Form 4 Insider Report for HONEYWELL INTERNATIONAL INC (HON)

Role
President & CEO, HCE
Signature
Su Ping Lu for Que Dallara
Stock symbol
HON
Transactions as of
Dec 26, 2021
Transactions value $
-$239,287
Form type
4
Date filed
12/28/2021, 04:12 PM
Previous filing
Aug 11, 2021
Next filing
Jan 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HON Common Stock Options Exercise +2.58K +73.93% 6.08K Dec 26, 2021 Direct F1
transaction HON Common Stock Tax liability -$239K -1.17K -19.18% $205.22 4.91K Dec 26, 2021 Direct
holding HON Common Stock 282 Dec 26, 2021 Held in 401(k) plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HON Restricted Stock Units Options Exercise $0 -2.58K -50.95% $0.00 2.49K Dec 26, 2021 Common Stock 2.58K Direct F1, F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Instrument converts to common stock on a one-for-one basis.
F2 All restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
F3 Includes the reinvestment of dividend equivalents into 171 additional restricted stock units.
F4 The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with vesting on December 26, 2019, December 26, 2021 and December 26, 2023.
F5 Excludes reinvestment of dividend equivalents during the vesting period.