Oleg Mikulinsky - 02 Dec 2021 Form 4 Insider Report for CRYO CELL INTERNATIONAL INC (CCEL)

Role
Chief Information Officer
Signature
/s/ Oleg Mikulinsky
Issuer symbol
CCEL
Transactions as of
02 Dec 2021
Net transactions value
$0
Form type
4
Filing time
28 Dec 2021, 15:32:00 UTC
Next filing
29 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CCEL Common Stock Options Exercise $32,000 +10,000 +18% $3.20 64,349 28 Dec 2021 Direct
holding CCEL Common Stock 54,349 02 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CCEL Stock Option Options Exercise $32,000 -10,000 -25% $3.20 30,000 28 Dec 2021 Common Stock 10,000 $3.20 Direct
holding CCEL Stock Option 8,000 02 Dec 2021 Common Stock 8,000 $7.49 Direct
holding CCEL Stock Option 4,444 02 Dec 2021 Common Stock 4,444 $7.13 Direct F1
holding CCEL Stock Option 1,333 02 Dec 2021 Common Stock 1,333 $6.55 Direct F2
holding CCEL Stock Option 10,000 02 Dec 2021 Common Stock 10,000 $8.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2019 and 1/3 on December 1, 2020.
F2 Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2020 and 1/3 on December 1, 2021.
F3 Stock options vest at a rate of 1/5 per year commencing on September 23, 2021.