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Signature
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Deborah L. Steiner, Attorney-in-Fact for Daniel L. Knotts
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Stock symbol
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RRD
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Transactions as of
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Dec 22, 2021
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Transactions value $
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-$24,859,230
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Form type
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4
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Date filed
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12/27/2021, 08:11 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
RRD |
Common Stock |
Options Exercise |
|
+833K |
+41.22% |
|
2.85M |
Dec 22, 2021 |
Direct |
F1 |
transaction |
RRD |
Common Stock |
Disposed to Issuer |
-$9.04M |
-833K |
-29.19% |
$10.85 |
2.02M |
Dec 22, 2021 |
Direct |
|
transaction |
RRD |
Common Stock |
Award |
|
+185K |
+9.15% |
|
2.21M |
Dec 22, 2021 |
Direct |
F2 |
transaction |
RRD |
Common Stock |
Disposed to Issuer |
-$2.01M |
-185K |
-8.38% |
$10.85 |
2.02M |
Dec 22, 2021 |
Direct |
|
transaction |
RRD |
Common Stock |
Tax liability |
-$4.68M |
-437K |
-21.62% |
$10.72 |
1.58M |
Dec 22, 2021 |
Direct |
|
transaction |
RRD |
Common Stock |
Award |
|
+1.92M |
+121.38% |
|
3.51M |
Dec 22, 2021 |
Direct |
F3 |
transaction |
RRD |
Common Stock |
Tax liability |
-$9.13M |
-852K |
-24.29% |
$10.72 |
2.65M |
Dec 22, 2021 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
RRD |
Phantom Stock |
Options Exercise |
|
-833K |
-100% |
|
0 |
Dec 22, 2021 |
Common Stock |
833K |
|
Direct |
F1, F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
Remarks:
On December 14, 2021, the Issuer entered into an Agreement and Plan of Merger, by and among the Issuer, Chatham Delta Parent, Inc. and Chatham Delta Acquisition Sub, Inc., providing for the merger of Chatham Delta Acquisition Sub, Inc. with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Chatham Delta Parent, Inc. In connection with the Merger, to mitigate the potential impact of Section 280G and Section 4999 of the Internal Revenue Code of 1986, as amended, on the Issuer and the Reporting Person, the Board of Directors of the Issuer approved the acceleration of vesting of certain equity awards and equity-based awards, as described in this Form 4.