| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ARDX | Common Stock | Sale | -$601K | -397K | -4.91% | $1.51 | 7.69M | Dec 9, 2021 | See Note 2 | F1, F2 |
| transaction | ARDX | Common Stock | Sale | -$193K | -128K | -4.91% | $1.51 | 2.48M | Dec 9, 2021 | See Note 3 | F1, F3 |
| transaction | ARDX | Common Stock | Sale | -$219K | -145K | -4.91% | $1.51 | 2.8M | Dec 9, 2021 | See Note 4 | F1, F4 |
| transaction | ARDX | Common Stock | Sale | -$739K | -594K | -7.72% | $1.24 | 7.1M | Dec 14, 2021 | See Note 2 | F2 |
| transaction | ARDX | Common Stock | Sale | -$238K | -191K | -7.71% | $1.24 | 2.29M | Dec 14, 2021 | See Note 3 | F3 |
| transaction | ARDX | Common Stock | Sale | -$269K | -216K | -7.72% | $1.24 | 2.58M | Dec 14, 2021 | See Note 4 | F4 |
| transaction | ARDX | Common Stock | Sale | -$1.02M | -888K | -12.52% | $1.14 | 6.21M | Dec 15, 2021 | See Note 2 | F2 |
| transaction | ARDX | Common Stock | Sale | -$369K | -323K | -12.52% | $1.14 | 2.26M | Dec 15, 2021 | See Note 4 | F4 |
Forest Baskett is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.50 to $1.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. |
| F2 | The Reporting Person is a manager of NEA 12 GP, LLC, which is the sole general partner of NEA Partners 12, Limited Partnership ("NEA Partners 12"). NEA Partners 12 is the sole general partner of New Enterprise Associates 12, Limited Partnership ("NEA 12"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 12 securities in which the Reporting Person has no pecuniary interest. |
| F3 | The Reporting Person is a manager of NEA 15 GP, LLC ("NEA 15 GP"), which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of New Enterprise Associates 15, L.P. ("NEA 15"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 15 securities in which the Reporting Person has no pecuniary interest. |
| F4 | The Reporting Person is a manager of NEA 15 GP, which is the sole general partner of NEA Partners 15-OF, L.P. ("NEA Partners 15-OF"). NEA Partners 15-OF is the sole general partner of NEA 15 Opportunity Fund, L.P. ("NEA 15-OF"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 15-OF securities in which the Reporting Person has no pecuniary interest. |