David Portnoy - 22 Dec 2021 Form 4 Insider Report for CRYO CELL INTERNATIONAL INC (CCEL)

Role
Chairman, Co-CEO, Director
Signature
/s/ David Portnoy
Issuer symbol
CCEL
Transactions as of
22 Dec 2021
Net transactions value
+$3,742,350
Form type
4
Filing time
27 Dec 2021, 16:00:10 UTC
Previous filing
26 Aug 2021
Next filing
14 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CCEL Common Stock 102,586 22 Dec 2021 By Spouse
holding CCEL Common Stock 98,162 22 Dec 2021 By 401K
holding CCEL Common Stock 790,472 22 Dec 2021 Direct
holding CCEL Common Stock 152,882 22 Dec 2021 By Corporation F1
holding CCEL Common Stock 15,611 22 Dec 2021 as Custodian for Daughter
holding CCEL Common Stock 9,974 22 Dec 2021 As Custodian for Son F2
holding CCEL Common Stock 59,027 22 Dec 2021 By LLC
holding CCEL Common Stock 199,080 22 Dec 2021 By IRA
holding CCEL Common Stock 55,219 22 Dec 2021 By Corporation
holding CCEL Common Stock 11,352 22 Dec 2021 As Custodian for Son
holding CCEL Common Stock 11,242 22 Dec 2021 As Custodian for Son
holding CCEL Common Stock 10,783 22 Dec 2021 As Custodian for Son
holding CCEL Common Stock 9,122 22 Dec 2021 As Custodian for Daughter

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CCEL Stock Option Award $306,750 +25,000 $12.27 25,000 22 Dec 2021 Common Stock 25,000 $12.27 Direct F4
transaction CCEL Stock Option Award $3,435,600 +280,000 $12.27 280,000 22 Dec 2021 Common Stock 280,000 $12.27 Direct F5
holding CCEL Stock Option 70,270 22 Dec 2021 Common Stock 70,270 $3.14 Direct
holding CCEL Stock Option 23,636 22 Dec 2021 Common Stock 23,636 $7.92 Direct
holding CCEL Stock Option 26,243 22 Dec 2021 Common Stock 26,243 $7.53 Direct
holding CCEL Stock Option 23,636 22 Dec 2021 Common Stock 23,636 $7.28 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Common Stock held by Mayim Investment Limited Partnership as is David I. Portnoy my be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.
F2 Shares of Common Stock held by uTIPu, Inc., as to which David I. Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary.
F3 Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2020 and 1/3 on December 1, 2021.
F4 Stock options fully vest upon issuance.
F5 Stock options vest immediately if the price of the Company's common stock reaches $25.00 per share during the seven-year option term.