Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | MDLZ | Class A Common Stock | Other | $6.15M | +101K | +195.91% | $60.80 | 153K | Dec 9, 2021 | Direct | F1 |
transaction | MDLZ | Class A Common Stock | Sale | -$5.7M | -90K | -58.88% | $63.29 | 62.8K | Dec 14, 2021 | Direct | F2, F3, F4 |
holding | MDLZ | Class A Common Stock | 29.6K | Dec 9, 2021 | GRAT |
Id | Content |
---|---|
F1 | On January 29, 2021, the reporting person established a grantor retained annuity trust and transferred (by gift) 130,817 shares of Mondelez International, Inc. ("MDLZ") common stock to the trust. On December 9, 2021, the reporting person withdrew 101,195 shares of MDLZ common stock from the grantor retained annuity trust. In exchange for the withdrawal of the MDLZ common stock, the reporting person contributed to the trust shares of stock of other companies and cash. The withdrawal of shares from the trust resulted in a decrease in the number of MDLZ shares the reporting person beneficially owned indirectly through the trust and a corresponding increase in the number of MDLZ shares the reporting person beneficially owned directly. |
F2 | The reporting person's sale of MDLZ common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 90,000 shares of MDLZ common stock at a price of $63.2935 per share on December 14, 2021. The reporting person has paid to MDLZ the full amount of the profit realized in connection with the short-swing transaction. |
F3 | The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.095 to $63.415 inclusive. The reporting person undertakes to provide to MDLZ, any security holder of MDLZ, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. |
F4 | Total number of shares owned includes 6,226 shares acquired through a dividend reinvestment program. |