Sean Roberts Collins - 22 Dec 2021 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role: Director
Signature: /s/ Marc D'Annunzio Attorney-in-Fact for Sean Roberts Collins
Issuer symbol: BKKT
Transactions as of: 22 Dec 2021
Net transactions value: $0
Form type: 4
Filing time: 23 Dec 2021, 17:04:05 UTC
Previous filing: 15 Oct 2021
Next filing: 16 Jun 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BKKT	Class A Common Stock	Award	$0	+10,000		$0.000000	10,000	22 Dec 2021	Direct	F1
holding	BKKT	Class A Common Stock						582,323	22 Dec 2021	See Footnote	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs shall vest in full on the date of the next annual meeting of the Issuer's stockholders if the Reporting Person has served continuously as a member of the Issuer's board of directors through such date.
F2	Represents shares held directly by Goldfinch Co-Invest IC, LP ("Goldfinch IC"). The general partner of Goldfinch IC is Goldfinch Co-Invest I GP LLC (the "General Partner"). The Reporting Person is a managing partner of the General Partner, and exercises voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the these shares except to the extent of his pecuniary interest therein.

Content

These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs shall vest in full on the date of the next annual meeting of the Issuer's stockholders if the Reporting Person has served continuously as a member of the Issuer's board of directors through such date.

Represents shares held directly by Goldfinch Co-Invest IC, LP ("Goldfinch IC"). The general partner of Goldfinch IC is Goldfinch Co-Invest I GP LLC (the "General Partner"). The Reporting Person is a managing partner of the General Partner, and exercises voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the these shares except to the extent of his pecuniary interest therein.