Isaac Zacharias - Dec 22, 2021 Form 4 Insider Report for Shockwave Medical, Inc. (SWAV)

Role
Chief Commercial Officer
Signature
/s/ Wade Estey, as attorney in fact for Isaac Zacharias
Stock symbol
SWAV
Transactions as of
Dec 22, 2021
Transactions value $
$131,485
Form type
4
Date filed
12/23/2021, 03:40 PM
Previous filing
Dec 16, 2021
Next filing
Jan 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Options Exercise $131K +32.7K +75.22% $4.03* 76.1K Dec 22, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWAV Stock Option Options Exercise $0 -32.7K -60.28% $0.00 21.5K Dec 22, 2021 Common Stock 32.7K $4.03 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Twenty-five percent of the shares subject to the option vested on 3/1/2019 and the balance of the shares are scheduled to vest in equal monthly installments thereafter for 36 months.