Isaac Zacharias - 22 Dec 2021 Form 4 Insider Report for Shockwave Medical, Inc.

Role: Chief Commercial Officer
Signature: /s/ Wade Estey, as attorney in fact for Isaac Zacharias
Issuer symbol: N/A
Transactions as of: 22 Dec 2021
Net transactions value: +$131,485
Form type: 4
Filing time: 23 Dec 2021, 15:40:05 UTC
Previous filing: 16 Dec 2021
Next filing: 18 Jan 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SWAV	Common Stock	Options Exercise	$131,485	+32,659	+75%	$4.03^*	76,079	22 Dec 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SWAV	Stock Option	Options Exercise	$0	-32,659	-60%	$0.000000	21,517	22 Dec 2021	Common Stock	32,659	$4.03	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Twenty-five percent of the shares subject to the option vested on 3/1/2019 and the balance of the shares are scheduled to vest in equal monthly installments thereafter for 36 months.