Adeel Manzoor - 20 Dec 2021 Form 4 Insider Report for C3.ai, Inc. (AI)

Role: Chief Financial Officer
Signature: /s/ Richard J. Lutton, Jr., Attorney-in-Fact
Issuer symbol: AI
Transactions as of: 20 Dec 2021
Net transactions value: $0
Form type: 4
Filing time: 22 Dec 2021, 16:40:20 UTC
Previous filing: 13 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AI	Class A Common Stock	Award	$0	+180,000		$0.000000	180,000	20 Dec 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AI	Stock Option (Right to Buy)	Award	$0	+270,000		$0.000000	270,000	21 Dec 2021	Class A Common Stock	270,000	$33.64	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock upon settlement. Twenty percent (20%) of each such RSU award shall vest on December 15, 2022 and five percent (5%) of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
F2	Twenty percent (20%) of the shares subject to the option grant vest on December 15, 2022, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.

Content

Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock upon settlement. Twenty percent (20%) of each such RSU award shall vest on December 15, 2022 and five percent (5%) of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Twenty percent (20%) of the shares subject to the option grant vest on December 15, 2022, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.